At TalentWealth Recruiting, we partner with premier independent wealth management firms across the country to connect exceptional professionals with outstanding career opportunities.
Our client, an established and highly respected independent wealth management firm located in Raleigh, NC, is seeking an analytical, detail-oriented Financial Planning Assistant to support the advisory team in delivering comprehensive financial planning and wealth management services.
This role plays an integral part in helping clients pursue clarity, confidence, and contentment in their financial lives by assisting with financial analysis, plan preparation, portfolio recommendations, and client service.
Essential Duties and Responsibilities:
- Support advisors with producing financial planning recommendations, client meeting preparation, and client review meetings.
- Respond to client inquiries and provide account servicing support.
- Ensure adherence to firm policies, compliance standards, and regulatory requirements.
- Support additional business management and operational activities as needed.
- Partner with advisors to grow the business by supporting marketing initiatives.
Key Traits for Success:
- Strong communication and interpersonal skills.
- Natural leader and connector with an entrepreneurial spirit.
- Exceptional organizational skills with the ability to manage competing priorities and deadlines.
- High level of accuracy and attention to detail.
- Ability to manage confidential information with professionalism and discretion while adhering to compliance standards and industry regulations.
- Strong analytical and problem-solving capabilities.
- Positive attitude with a sincere desire to learn, grow, and contribute to team success.
- Alignment with firm values of integrity, humility, excellence, family and faith.
Qualifications:
- Bachelor’s degree or higher Finance, Accounting or Business
- FINRA Series 7, Series 66, and applicable State Life, Accident, and Health Insurance Licenses
- 2+ years of experience in financial planning, wealth management, paraplanning, or a related financial services role.
- Demonstrated ability to maintain high ethical standards and regulatory compliance
- Strong knowledge of financial planning concepts, investment products, and wealth management strategies.
- Ability to obtain or maintain required securities and insurance licenses, including:
- Strong proficiency with financial planning software, Microsoft Office applications, and CRM systems.