Responsibilities
- Conduct desk-based and on-site inspections of supervised intermediaries to ensure regulatory alignment
- Develop and follow up on risk mitigation plans, thematic reviews, and regulatory reporting
- Liaise with regulated firms to improve governance and risk management practices
- Assist in developing regulatory frameworks for virtual assets and new financial products
- Supervise intermediary firms focusing on prudential, operational, conduct, and financial crime risks
- Contribute to monthly, quarterly, and annual reporting for the Fintech department
- Support the Manager in performance management, coaching, and embedding organizational culture
Requirements
- Minimum Bachelor's degree in Finance, Computer Science, Engineering, or Business
- Minimum 6 years of experience in compliance, risk assessment, regulatory review, or audit for financial intermediaries
- Qualifications or competency relating to blockchain technologies and digital assets
- Strong written and oral communication skills
- High standard of personal ethics and integrity
Preferred Qualifications
- Advanced degree or professional certifications such as ICA, ACAMS, or CFA
- Familiarity with SupTech and RegTech systems
- Experience with regulatory inspections or remediation programs
- Project management experience in a financial supervisory context
- Proficiency in Arabic language
- Exposure to ADGM or UAE regulatory systems
About the Company
The Financial Services Regulatory Authority (FSRA) regulates financial services activities in Abu Dhabi Global Market (ADGM), ensuring the environment operates in accordance with international best practices and safeguards investor interests.
#J-18808-Ljbffr
This listing is sourced from a third-party job board. Applying will redirect you to the original posting.